| Buy / Sell |
| Hong Kong Stocks |
| Item |
Fee |
Remark |
| HKEX Trading Fee |
0.00565% on gross consideration(Effective from 1 January 2023) |
|
| FRC Levy |
0.00015% on gross consideration |
|
| Transaction Levy |
0.0027% on gross consideration |
|
| Stamp Duty |
0.13% on gross consideration (Effective From 01/08/2021 |
Rounded up to the nearest dollar |
Grey Market Commission
*Grey Market Hotline: 3166 6817 |
0.25% on gross consideration |
Min HKD100
|
| CCASS Clearing Fee |
0.005% on gross consideration |
(0.002% is collected by CCASS)
Min HKD3, Max HKD150 |
| Brokerage Commission |
0.25% on gross consideration
0.15% on gross consideration (For online trading clients only) |
Min HKD100
|
|
| Stock Deposit & Withdrawal |
| Scrip Handling and Settlement-related Services |
| Item |
Fee |
Remark |
| Physical Scrip Withdrawal |
HKD3.5 per board lot |
Min HKD30.00, odd lot is counted as one board lot |
| Transfer Deed for Physical Scrip Deposit |
HKD5 per scrip/ standard form of transfer |
Over 10 Million Mkt Value,
Plus Admin. Fee HKD300 |
Settlement Instruction (SI)/
Investor Settlement Instruction (ISI) |
Free for deposit, prev. closing price 0.01% of the Stock Value for the delivery |
Min HKD100, Max HKD300 |
|
| Account Maintenance |
| Item |
Fee |
Remark |
| Custodian Fee |
Free |
|
|
| Corporate Action |
Nominee Services and Corporate Action
(HKD-denominated Equities) |
| Item |
Fee |
Remark |
| Multi-counter Transfer Instruction |
HKD50 per instruction |
|
| Fee for Handling Share Consolidation/ Split |
Free |
|
AGM/EGM Handling Fee
(Voting instruction or attending) |
HKD100 |
|
| Scrip Fee |
HKD1.5 per board lot |
Odd lot is counted as one board lot |
| Collection Fee of Cash Dividend |
0.5% on collection amount |
Min HKD30, Max HKD15,000 |
| Corporate Action Fee for (Excess) Rights / Warrants Exercise/Open Offer, Takeover/Privatization etc. |
HKD1 per board lot+ handling fee of HKD100 |
Odd lot is counted as one board lot |
| Fee for Handling CBBC Residual Value/ Exercising Covered Warrants |
HKD1 per board lot+ handling fee of HKD100 |
Odd lot is counted as one board lot |
| Claims for Dividend, Bonus, Rights Entitlements |
CCASS fee: 0.12% of cash amount + handling fee HKD400 per stock & CCASS charges HKD200 (if applicable) |
|
|
| Others |
| Nominee Services and Corporate Action (CNY-denominated Equities) |
| Item |
Fee |
Remark |
| Fee for Handling Share Consolidation/ Split |
Free |
|
| Collection Fee of Cash Dividend |
0.5% on collection amount |
Min CNY25, Max CNY12,000 |
| Corporate Action Fee for (Excess) Rights / Warrants Exercise/Open Offer, Takeover/Privatization etc. |
HKD1 per board lot(charged in CNY) + handling fee CNY80 |
Odd lot is counted as one board lot |
| Claims for Dividend, Bonus, Rights Entitlements |
CCASS fee: 0.12% of cash amount + handling fee CNY320 per stock & CCASS charges CNY160 (if applicable) |
|
|
| Shanghai Hong Kong Stock Connect/Shenzhen Hong Kong Stock Connect |
| Item |
Fee |
Remark |
| Securities Management Fee |
0.002% on gross consideration |
|
| Handling Fee |
0.00487% on gross consideration |
|
| Brokerage Commission |
0.25% on gross consideration |
Min CNY100 (Internet / Mobile)
Min CNY150 (Others)
|
| Transfer Fee |
0.001% on gross consideration |
per side |
| Portfolio Fee |
0.008% annual rate |
(Calculated based on the daily stock portfolio value and charged on a monthly basis) |
| Claims for Dividend, Bonus, Rights Entitlements |
CCASS fee: 0.12% of cash amount + handling fee CNY320 per stock & CCASS charges CNY160 (if applicable) |
|
| Stamp Duty |
0.10% on gross consideration |
For Sell Trade only |
| Collection Fee of Cash Dividend |
0.5% on collection amount |
Min CNY50 |
| Fee for Handling Share Consolidation/ Split |
Free |
|
| Corporate Action Fee for (Excess) Rights / Warrants Exercise/Open Offer, Takeover/Privatization etc. |
HKD1 per board lot(charged in CNY) + handling fee CNY80 |
Odd lot is counted as one board lot |
|
| Hong Kong Debt Securities |
| Item |
Fee |
Remark |
| Redemption Collection |
HKD-denominated BondHKD100 per transaction
CNY-denominated BondCNY80 per transaction
|
|
| Bonds Interest Collection |
HKD-denominated Bond 0.5% on interest amount
CNY-denominated Bond 0.5% on interest amount
|
Min HKD30 Max HKD15,000
Min CNY25, Max CNY12,000
|
|
| Information Services |
| Item |
Fee |
Remark |
| AAstocks Real-time Streaming Quote |
HKD400 per month
HKD280 per month |
(For all districts)
(For the China district) |
| AAstocks Snapshot Real-time Quote |
300 free real-time quotes will be granted and HKD 0.1 per quote will be charged when no free quote remains in the account.
An extra 500 quotes will be granted to the client when the commission paid in the previous month amounts to HKD2,000.
|
The expiration date on FREE real-time quotes is the last day of each month. Unused FREE real-time quotes cannot be carried forward. |
|
| Financing and Other Services |
| Item |
Fee |
Remark |
| Service Fee for Receiving Hard Copy Statements |
HKD50 per month |
|
| Margin Account Overdue Interest |
HSBC Prime rate + 3% |
Interests are calculated on a daily basis and the accrued interest will be debited from the client’s account at the end of each month. |
| Cash Account Overdue Interest |
HSBC Prime rate + 8% |
Interests are calculated on a daily basis and the accrued interest will be debited from the client’s account at the end of each month. |
| IPO Application |
HKD100 (HKD-denominated equities)
CNY100 (CNY-denominated equities) |
|
| Re-issuance of Combined Daily/Monthly Statement |
HKD100 per copy |
The last three months above. |
Bank Service Charges:
-returned cheque charge
-telegraphic transfer |
HKD150 per case
HKD150 per case (To banks in Hong Kong)
HKD250 per case (To overseas banks) |
|
|
Commission, fees and charges are subject to change without notice.
Update: Jan 2023 |
