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Customers must complete the following forms for account opening: |
Account Opening Form: Individual and Joint Account (Cash/Margin)
(CRS-I (HK)
CSSIL_Client Agreement
Derivatives Knowledge
E-8BEN-E
HKIDR
RPQ
FATCA
Please submit the following additional documents:
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Identification document (e.g. HK Permanent ID card or Valid Passport issued by country of passport holder)
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Proof of residential address within three months of the document’s issuance and which includes the customer’s name (e.g. bank statement, credit card or utility bill)
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Bank account proof
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Identification document for the witness, if applicable
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For opening a margin account, the customer must provide proof of his/her financial status
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*According to guidelines of the Commission, if the opening documents are not signed in the presence of our company’s staff, the client must: |
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Arrange a witness to sign the Customer Agreement, including all other relevant documents. The witness must provide his/her name, substantiating document(s) and title (such as business card) for verification. The witness must be a licensee/registrant or staff from a licensed/registered corporation. In other cases, he/she should be a Justice of the Peace, practicing lawyer, certified public accountant, notary, or bank branch manager. |
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Return the documents to the company together with a cheque with the same signature and same account name as those appearing in the opening documents. The cheque must be drawn from an account with a minimum balance of HK$10,000 opened in a licensed bank in Hong Kong, and payable to “China Sunrise Securities (International) Limited”. The new account is only available after the cheque is cleared. |
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For opening a margin account, customers are required to provide proof of his/her financial status. *If the customer fails to provide sufficient documentary evidence, the company reserves the right to refuse the client’s account opening application without explanation. |
