Identification document (e.g. HK Permanent ID card or Valid Passport issued by country of passport holder)
Proof of residential address within three months of the document’s issuance and which includes the customer’s name (e.g. bank statement, credit card or utility bill)
Bank account proof
Identification document for the witness, if applicable
For opening a margin account, the customer must provide proof of his/her financial status
*According to guidelines of the Commission, if the opening documents are not signed in the presence of our company’s staff, the client must:
Arrange a witness to sign the Customer Agreement, including all other relevant documents. The witness must provide his/her name, substantiating document(s) and title (such as business card) for verification. The witness must be a licensee/registrant or staff from a licensed/registered corporation. In other cases, he/she should be a Justice of the Peace, practicing lawyer, certified public accountant, notary, or bank branch manager.
Return the documents to the company together with a cheque with the same signature and same account name as those appearing in the opening documents. The cheque must be drawn from an account with a minimum balance of HK$10,000 opened in a licensed bank in Hong Kong, and payable to “China Sunrise Securities (International) Limited”. The new account is only available after the cheque is cleared.
For opening a margin account, customers are required to provide proof of his/her financial status. *If the customer fails to provide sufficient documentary evidence, the company reserves the right to refuse the client’s account opening application without explanation.
