Customers can open a First Capital Securities Account through the following three methods: | |
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Online appointment |
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Open an account via post |
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Open an account in person Please visit our office with the following documents: Identification document Proof of residential address |
*According to the guidelines of the Commission, if the opening documents are not signed in the presence of our company staff, the client must: | |
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1) Arrange a witness to sign the Customer Agreement, including all other relevant documents. The witness must provide his/her name, substantiating document(s) and title (such as business card) for verification. The witness must be a licensee/registrant or staff from a licensed/registered corporation. In other cases, he/she should be a Justice of the Peace, practicing lawyer, certified public accountant, notary, or bank branch manager. |
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2) Return the documents to the company together with a cheque with the same signature and same account name as those appearing in the opening documents. The cheque must be drawn from an account with a minimum balance of HK$10,000 opened in a licensed bank in Hong Kong, and payable to “First Capital Securities Limited”. The new account is only available after the cheque is cleared. |
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3) For opening a margin account, customers need to provide proof of his/her financial status. |
*If the customer fails to provide sufficient documentary evidence, the company reserves the right to refuse the client’s account opening application without explanation. |